Rutherford Cross
Published
August 15, 2018
Category
Job Type
Region
Scotland & UK
Sector
Financial Services
Specialism
Internal Audit, Risk and Compliance
Description
Great opportunity to join a leading investment bank based in Glasgow city centre. The bank has undergone a significant amount of growth over the last few years and is continuing to expand their operations and is now looking to appoint a Regulatory Reporting Quality Assurance Senior Manager to sit within the Finance Division. Key responsibilities include:
- Conducting walkthroughs, assessing the internal control environment by performing controls and substantive testing
- Validating transaction capture through regulatory reporting processes and assessing the internal control environment by conducting walkthroughs and performing control and sample data testing
- Analysing identified issues for their impact on capital and other upstream and downstream processes or systems, as well as escalating these issues
- Developing and maintaining relationships with key stakeholders across the organisation with key groups, such as Regulatory Reporting, Product Controllers, Operations, Treasury, Technology, Credit Risk, and Market Risk
- Drafting recommendations and liaising with the business units to remediate risks, findings and gaps identified during the validation process
- Monitoring, tracking and reporting project progress to Senior Management
- Managing a team and supporting the professional development of staff
To be considered for this role you will ideally have:
- Prior experience in a line role or supporting a finance or reporting function
- Strong written, communication, and presentation skills, including the ability to liaise with and influence senior subject matter experts
- Strong quantitative and qualitative analytical skills
- Ability to multi-task, adapt, and work well under pressure
- Ability to work within a team and to collaborate with peers and leadership to create effective solutions to validation issues
- Ability to create and manage detailed project plans including managing interdependencies
- Sense of ownership and accountability for work
- Possesses strong project management and interpersonal skills
- Prior audit or consulting experience
- Understanding of the Basel Framework and/or regulatory reporting
- Experienced with testing and proposing remediation plans
This is a great opportunity to join a market leader that demonstrates a true passion for development of their employees. The bank is offering a competitive salary and benefits package.
For more information, or to discuss the role in more detail please contact Georgina Millyard t: 07850766965/e: [email protected]
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